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Tacoma Securities Fraud Attorney

Securities fraud charges can carry some serious penalties in the state of Washington. Whether you are facing charges for investment or are facing accusations of insider trading, it can be difficult to face these legal issues alone.

The Law Offices of Mark S. Treyz are here to help you navigate these charges and represent your claim. Our Tacoma securities fraud attorney and staff will work closely with you to build a strong defense to present in Washington court.

  • Securities fraud charges can be complex and require significant practice to represent. With over 30 years of experience, Tacoma criminal defense lawyer Mark Treyz will know how to craft a compelling defense for your trial.
  • Many large firms give your case to an intern or associate to handle. At the Law Offices of Mark S. Treyz, we will give your case personalized and individualized attention from beginning to end.
  • If you need flexible and affordable payments, the Law Offices of Mark S. Treyz offers no interest monthly plans to help you receive the legal representation you need for your securities fraud charges.

What Is Securities Fraud?

When you make certain financial investments, such as purchasing stock in a company or holding bonds, you hold securities. However, these securities are subject to strict laws about their value, sale, and purchase. Securities fraud crimes involve making false statements or using schemes to defraud people or companies in regards to the sale, offer, or purchase of securities.

Fraud involving these securities and investments can involve many different types of companies and individuals and are serious white-collar crimes. Securities fraud in the state of Washington can involve any of the following prohibited practices.

  • Unlawful acts by investment advisers
  • Unlawful purchases, sales, or offers
  • Unlawful acts by other financial advisors

Different Types of Securities Fraud

Securities fraud is a broad term for many different types of charges and is prohibited by state and federal law. Depending on your specific circumstances, you could be facing charges for any of the following crimes.

  • Insider trading occurs when a company insider or stakeholder shares information about the company to buy or sell stock.
  • Pyramid and Ponzi schemes occur when a business model pays returns to early investors from the investments of new investors. As a result, the scheme will need to recruit more and more investors to keep bringing in income for the higher investors.
  • Stock option fraud involves backdating stock options an employee receives as part of a benefits package so that he or she can receive immediate profits. By marking the options as a previous date during which they were a lower price, the employee can sell them sooner.
  • High yield investment fraud involves deceiving an investor that an investment will yield high returns and involves comparatively little risk.
  • Misrepresenting a company or its securities to potential investors is also a form of securities fraud. For example, if a company representative states the company is making a significantly higher profit than it actually does, this information would influence the investors’ decisions.

Consequences for Securities Fraud in Washington

Washington State defines securities fraud as a class B felony. Depending on the severity and circumstances of the charge, you could face a prison sentence up to 10 years and a fine up to $20,000.

Securities fraud charges can be complex and shrouded in confusing legal language, but they can have a serious impact on your freedom and future. You need a Tacoma securities fraud attorney to help guide you through the litigation process and inform you of your legal options.

If you are facing a securities fraud charge in Washington, you need a Tacoma securities fraud lawyer to represent your side of the story. The Law Offices of Mark S. Treyz has over 30 years of experience litigating criminal defense cases and can assist you along every step of the way. Contact us today to schedule an appointment at our Tacoma offices and to discuss your legal options.